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The Prosecution Assistance Unit is comprised of the Securities Commissioner, Senior Investigator, two attorneys and two investigators.

The investigators include the Division's senior supervising investigator who has over 17 years experience in the brokerage business and two former law enforcement officers who collectively have over forty years of state and local police investigative experience.

All of the PAU staff have received training from agencies such as: The US Department of Justice, The National White Collar Crime Center, Magloclen, North America Securities Administrator's Association (NASAA), National Institute of Trial Advocacy (NITA), and Continuing Legal Education Classes.

Contact the PAU

For further information about the Prosecution Assistance Unit, please contact us:

• Indiana Secretary of State Securities Division:317-232-6681, toll free 800-223-8791. Fax: 317-233-3675. Email: Securities@sos.in.gov
• Prosecution Assistance Unit: 317-232-6681, toll free 800-233-8791. Fax 317-233-3675. Email: pau@sos.in.gov
• To file a complaint against an individual or firm, please call us at the numbers above, or click here for an online complaint form. All information provided to the Division during the course of an investigation is kept confidential pursuant to 710 IAC 1-20-1(2) unless a public action is instituted.

Links:

The following links are provided for informational purposes only.

COMPUTER FORENSICS

• U.S. Dept. of Justice Computer Crime
• Focus
• National Institute of Justice
• Scientific Working Group on Digital Evidence
• Purdue University
• Security Focus
• Information Technology Laboratory
• CrazyTrain
• Armor Forensics
• Symantec
• Encase - Guidance Software
• FTK

CORRECTIONS

• Federal Bureau of Prisons
• Indiana Department of Corrections

COURTS

• Indiana Courts
• U.S. Court Links

INDIANA

• Indiana Prosecuting Attorneys Council
• Attorney General

LAW ENFORCEMENT

• Federal Bureau of Investigation
• United States Department of Justice
• Evansville Police Department
• Vanderburgh Sheriffs Department
• Indiana State Police
• Marion County Sheriff
• Indianapolis Police Dept.

STATUTES/CODE

• Code of Federal Regulations
• United States Code
• Indiana Code

SECURITIES

• NASD
• North American Securities Administrators Association
• Securities and Exchange Commission

WHITE COLLAR CRIME

• National White Collar Crime Center

PROSECUTOR LINKS

• Adams County
• Boone County
• Clark County
• Elkhart County
• DeKalb County
• Deleware County
• Hamilton County
• Hendricks County
• Johnson County
• Lake County
• LaPorte County
• Marion County
• Monroe County
• Morgan County
• Porter County
• Vanderburgh County

• File a Complaint
• Search Securities Registrations
• Forms.IN.gov

More Online Services »

1. File a securities complaint.
2. Search the securities registration database.
3. Get information about investing.
4. Learn more about the Prosecutors Assistance Unit.
5. Find information about current laws and regulations.
6. Download resources on investing.
7. Check the calendar for upcoming events.
8. Search the background of my investment professional.