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Securities Division > Prosecution Assistance Unit > Judges Information Judges Information

The Prosecution Assistance Unit was created within the Enforcement Section of the Securities Division to assist law enforcement agencies in prosecuting white collar criminals. Currently the unit includes one attorney and two investigators devoted exclusively to the enforcement of the criminal provisions of the Indiana Securities Act, the Indiana Loan Broker Act and related statutes. The Unit operates under the direction and supervision of the Securities Commissioner and the Senior Investigator.

If your office encounters a possible violation of the Indiana Securities Act, please contact the Prosecution Assistance Unit at 317-232-6695 or send an email by  clicking here.

To request a copy of the 2008 Prosecution Assistance Manual,  click here.

Indiana Secretary of State Todd Rokita
Securities Division, Prosecution Assistance Unit

Indiana Government Center South
302 W. Washington Street
Room E-111
Indianapolis, Indiana 46204
317-232-6681
1-800- 223-8791
Fax 317-233-3675
pau@sos.in.gov

Senior Investigator
Richard Neff
Phone 317- 232-0736
Email: rneff@sos.IN.gov

Investigator
Charlie Williams
Phone 317-234-3613
Email: cpwilliams@sos.IN.gov

Investigator
Kimberly Haskins
317-234-3166
Email: khaskins@sos.IN.gov

Senior Attorney
Stephanie Caraway
Phone 317-232-6695
Email: sscaraway@sos.in.gov